Administrative Law and Regulatory
Investigations
Our administrative law attorneys defend a broad
range of licensed professionals in regulatory and disciplinary proceedings and
in obtaining licensure.
RCDM attorneys
also assist clients in connection with such matters as rate hearings, broadcast
applications, cable licensing, franchising and copyrights, and eminent domain
proceedings.
Regulatory Investigations
RCDM's administrative law group also represents
businesses and individuals who are under investigation or are the subject of
enforcement proceedings initiated by professional governing bodies; governmental
agencies such as the Securities and Exchange Commission (SEC), the Arizona
Corporation Commission Securities Division, and the Arizona Department of
Insurance; and self-regulatory organizations such as the Financial Industry
Regulatory Authority (FINRA) and the New York Stock Exchange.
Our regulatory services includes representation
through the investigation phase, in administrative hearings, and at trial. These
cases typically include allegations of violations of securities laws, fraud,
negligence, or violation of agency rules.
We offer extensive experience in the following
areas:
-
Accountants (Arizona State Board of
Accountancy)
-
Architects (Arizona Board of Technical Registration)
-
Respiratory Care Providers (Arizona Board of Respiratory Care Examiners)
-
Chiropractors (Arizona Board of Chiropractic Examiners)
-
Contractors and
Subcontractors (Arizona Registrar of
Contractors)
-
Dentists (Arizona State Board of Dental Examiners)
-
Physicians (Arizona Medical Board)
-
Nurses (Arizona State Board of Nursing)
-
Osteopaths (Arizona Board of Osteopathic Examiners)
-
Pharmacies and Pharmacists (Arizona State Board of Pharmacy)
-
Podiatrists (Arizona Board of Podiatry Examiners)
-
Behavioral Health Providers (Arizona Board of Behavioral Health Examiners)
-
Psychologists (Arizona Board of Psychologist
Examiners)
-
Radiologists (Medical Radiologic Technology Board of Examiners)
-
Real Estate Agents (Arizona Department of Real Estate)
-
Trucking Companies (Arizona Department of Transportation)
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